We regularly file documents with the SEC concerning the size of our business, the processes we have in place to provide secure and compliant services, our fee structures and members of the team. These are updated regularly and you can ensure you view the latest versions, by clicking the links above.
If you’d like to review any of the contents with either your planner or a member of our compliance team, we are here to help you make that happen.
The terms you agree to as a Facet client.
The terms you agree to as a user of Finicity’s services. Facet partners with Finicity to securely aggregate your financial data.
The terms you agree to when accessing Facet’s website as well as your electronic delivery acknowledgement.
Facet’s commitment to digital accessibility
The terms of use for electronic communications between you and Facet.
How we engage through our social media platforms.
Material changes to Facet’s planning agreement and regulatory filings.
The value of working with Facet.
Below are specific details & terms of various Facet promotions.
A description of Facet’s service and product offerings.
Provides information about our planners, who act on behalf of Facet.
Customer Relationship Summary (CRS) provides disclosure of your relationship with Facet.
Statement of Facet’s regulatory reporting and filing requirements as an SEC Registered Investment Advisor.
Below are specific agreements you make when Facet manages your money.
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Investment advisory services offered through Facet Wealth, Inc.(“Facet”), an investment adviser registered with the Securities and Exchange Commission (SEC). Such registration does not imply endorsement or approval. Investing involves serious risks and past performance is no guarantee of future performance or success. This is not a solicitation or an offer to buy or sell securities and nothing contained herein should be interpreted as a recommendation or research regarding any investment or investment strategy, legal or tax advice.
Testimonials were provided by current clients of Facet Wealth, Inc. (“Facet”). Clients have not been paid for their testimonial and there are no material conflicts of interest that would affect the given testimonials. These testimonials may not be representative of the experiences of other clients, and do not provide a guarantee of future performance success or similar services.
Endorsements were provided by promoters or influencers and those individuals were compensated by Facet Wealth, Inc. (“Facet”) and that compensation may have included free or discounted planning services. The endorsement does not guarantee the same or similar experience.
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, and CFP® (with plaque design) in the United States, which it authorizes use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
This material may contain data, links or other content from third-parties. Although Facet only provides information from sources it believes to be accurate, third party content is not guaranteed as to its accuracy or completeness. Any hyperlinks provided are intended as additional perspectives, should not be construed as an endorsement and may contain a separate privacy policy.